| L I S T I N G S |
| MANAGEMENT | |
Donald A. Wright Chairman & CEO Kenneth Foxcroft Mark Wheaton Mark Faircloth Martine Irman Michael MacBain John MacIntyre Richard McCoy |
Michael Mueller Investment Banking Andrea Rosen Natalie Townsend Lance Uggla Peter Bethlenfalvy Riaz Ahmed Warren Bell Kenneth Dowd |
| INVESTMENT BANKING
Michael Mueller |
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| (including Mergers & Acquisitions) | |
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Toronto |
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Richard McCoy |
Michael Freeman Susan Gamm Liliana Godina Matthew Hendel Ted Hopkinson Ken Klassen Ron Kowpak Joanne Lynch Robert Manis Stephen Mariotti Alan Mayne Richard McCreary Greg McKnight Christian McMillan Keith McQueen Susan Moore Adam Newman Kathrin Ohle David Pankhurst Mark Porter Edward Rigby Sandy Robertson James Ruyter Gordon Samuels Dean Sanga Henry Scheppat Burke Smyth Heather Spero Jonathon Toll Victoria Turnbull Jeremy Walker Grant Wice George Zakem |
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Calgary Murray Wilson Norman Birbeck Dean Ariss Philip Ghali Robert Mason Paul Moynihan Loretta Palandri |
Montreal Gary Littlejohn Yves Bergeron Jean Francois Godin Catherine McCarthy Donald Olds Jason Quenneville Pierre Tremblay |
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Vancouver |
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James Bruce
Margaret Hyde Cliff McCracken Donald Morrison Frazer Scott |
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New York |
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Steven Fryer
Ian Crowe Gordon Paris Douglas Adler Michael Bandzierz Randall Bingham Laurel Brien Bernadette Collins Kathryn Dunn Robert Gibson Melissa Glass Deborah Gravinese Ray Gustin IV Carlton Higbie III Victor Huebner Amy Josephson George Laub Linda Lavin Muldoon John Lawson Katherine Lucey Mary Meduski Brendan O'Halloran Brian O'Reilly Michael Reddy Jared Sarfaty Peter Tommaney Jeffery Weaver Robyn Zeller Cecile Baker John Bown |
Ethan Buyon Peter Cody Sharmila Das Francis De Laney Richard Donner Suzanne Eberhard Peter Echausse Thomas Faherty Carol Fitton Jonathan Glass Wayne Hosang William Hunter Gregory Hurley Bill Leech Jeanine Long Joseph Meehan Lorraine Merghart - Ballard Mark Narbey Cori Novellino David Perlman Bryan Rolfe Gary Rugendorf Jay Schiff Ashish Shukla Suzanne Small Ervil Spencer Peter Spielman Michael Sufrin Clark Terriff Stephen Wannamaker Reginald Waylen Michael Wellington |
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Chicago Mario DaPonte Stephen Watts |
Houston Mark Green Donald Warmington John Geresi Ann Malcolm Martin Snyder |
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London Julian Bott Howard Baker Michael Redferne Trevor Bull Graeme Francis Mark Cherry Michael Collins Julie Evans Robert Holler Jeremy Moore Christina Pappas Alexander Roukens Haresh Sheth Christopher Thomson |
Melbourne Wade Jacobson Paul Birch Andrew Field Michael David Adam Mark Ellis John Hudson Geoffrey Luxton Justin McNab Nicholas Sankey |
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Singapore Pierre Boulanger Vikram Airi Teck Wei Chong Marc Falato Pradeep Mehra Taipei Jerry Chang |
Tokyo Kenneth Miyata Toshiyuki Shiohara Mexico Paul D'Agata Mumbai Ajai Bambawale |
| TD REALTY GROUP | |
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Toronto |
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Paul Douglas
Ross Brennan Gordon Robb Allan Strathdee Leonard Abramsky Christopher Caswell Derek Hannon Gregory Kalil Richard Matthews |
Gary Morassutti John O'Bryan David Peltz Andrew Phillips William Schwan Brian Smith Donald Stewart Michael Strus Stuart Suckonic Terrence Whalen Simon Winston |
| MERCHANT BANKING - TD CAPITAL | |
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Natalie Townsend |
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Toronto |
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Idon Biron
John Dryden Peter Friend Richard Greene John Greenwood Paul Henry Jean-Francois Perrault |
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CANADIAN PRIVATE EQUITY PARTNERS Toronto Stephen Dent Linda Dougherty Kevin Godwin William Lambert John Loh Michael Mazan David McCann Joseph Wiley |
TD CAPITAL - MEDIA AND TELECOMMUNICATIONS New York Martha Gariepy Paul Lattanzio Marc Michel Stephen Reinstadler Steven Roberts London Jose Brena Mark Kelly Doug Redicker Kristen Rosenbaum |
MEZZANINE CAPITAL Toronto Ian Kidson Tom Rashotte |
TD iCAPITAL New York David Grossman |
| EQUITIES (including Sales, Trading and Research) |
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Andrea Rosen Toronto Michael Binette Christopher Brown Jeremy Burge Stephen Clarke Paul Klie John W. Young John Aitkens Bruce Barker James Black Daniel Brown Thomas Brown Jeffrey Carruthers Susan Clarke David Collett Scott Cuthbertson Robert Dingwall Chris Dutton Loran Epp Alan Forde David Fox Douglas Gold Murray Gregga Andrew Herrmann Sidney Himmel Michael Hough Horst Hueniken Rebecca Joseph Gavin Kennedy Andrew Ledbury Mark Lucey Bill MacKenzie Jason Meiers Rena Moundroukas John Novak Paul Nudyk Liis Palmer Edward Pfiffer David Prince Nicholas Savona Norman Shiner John Shuter Lawrence Smith Daniel Story Terry Sugrue John Tatlow Karen Taylor Raymond Tucker Josef Vejvoda Chad Williams Kevin Williams |
Calgary Nick Rontogiannis Wayne Thomas Montreal John Hart Bernard Gauthier David Maislin Roy Palmer Richard Williams New York Robert Mather Jeffrey Peacock Paul Dotson Bryce Douglas Kim Gergel Christopher Kwan Drew McDougall Marie Montalbano Christian Ruppenstein Thomas Scott Joseph Sheer Trudy Smit Sara Tirner Robert Wagner London Dougall MacPhee |
| EQUITY CAPITAL MARKETS | |
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Toronto Denys Calvin Heather-Anne Irwin John Prato |
London Bruce Hilland |
| DEBT CAPITAL MARKETS | |
| FIXED INCOME (DEBT ORIGINATION, TRADING, SALES, RESEARCH) |
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Mark Faircloth Toronto Edwin Cass Daniel Fraleigh Stephen Halliday Jayson Horner James Hubbs Richard Kostoff Brian Manson Andrew McNair William Perdue Joseph Serpe Gregory Zilli Derrick Baldwin Santo Cesario Amber Choudhry Kathleen Currie Judith Dalton Scott Davies David DesLauriers Michael Donnelly Lynda Edgar Bruce Ferguson Jeremy Fleming Gregory Foss Stephen Fraser Robert Garner Frank Hracs Maria Hunt Joseph Iacurti Michel Krieber Robert Kristal Frank McGillicuddy Bradley Meiers Daniel Nixon Scott Northey Douglas Paul David Pearson Susan Petersen Mario Reffo Laura Rubino Patrick Scace Timothy Stone John Sweeney Jacqueline Szeto-Meiers James Tait Raphael Tanveer Michael Wolff Dean Yacula Jeff Zurowski |
Montreal Luc Fortin Michel Charbonneau Alain Pelletier Vancouver Lanny Mann David Tims Allan Gauthier New York Wayne Saunders Christopher Terenzi Nancy Hecker Robert Johns John Ryan, Jr. Robert Weiss London David Fry John Greenslade John Vogel Janeen Clare Attah Nicolette Beyer Simon Brignall Richard Burchnall Kim Gilmore Alan Grujic Michael Holloway Andrew Hutt Rory Jeal Edward Mizuhara Pierre Molyneux Denise Petrozzi Amanda Prentiss Frank Salmonds Andrew Sinfield Katherine Spivey Ann Stedeford James Webber Sydney Christopher Pashley Mark Aldridge Joseph Azzam Matthew Barron Michael Clapham Jonathan Escott Michael Hall Radomir Krvavac David Ormsby Gavin Stacey Michael Twaits Lisa Yeoh |
| ASSET SECURITIZATION |
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Toronto William Furlong Barbara Hooper Jay Smales Michael Buzanis Timothy Colpitts Maharukh Hilloowala Rene Landry Bradley McConnell Christopher Stevens |
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| INTERNATIONAL DEBT CAPITAL MARKETS |
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Lance Uggla Hong Kong George Koo Philip Ma Yu Fo Christopher Chan Timmie Chu Sandeep Gill James McWilliam Sukey Yung |
Tokyo Hiroyuko Tanioka Masanobu Hamasaki Naoko Minamino Katsumi Mizutani Kaoru Nakamura |
| DERIVATIVE PRODUCTS |
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Michael MacBain Interest Rate, Credit Derivatives and Credit Products |
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Toronto
Sinan Akdeniz Derek Astley Ian Carleton Daryl Coutts Shaun Cumby Brian D'Costa James Deith Daniel Elias Chris Farah Dmitrie Frolov Todd Hargarten Lee Ann Janissen Douglas Jones Laura Lindsay Christie MacDonald Bob Makarechian Desmond Monks Tony Randell Peter Spee Manon Vallieres Calgary Anthony Hull Michele Corbiell Victoria Janzen Montreal Paul Noreau New York Joseph Hegener Robert Baizer Philip Chiaramonte Fernando Guerrero Harold Holappa II Timothy Jennings Barry Dennis Scott Heaydon Diana Kittredge Christopher Lust Andrew Nager Stuart Rapoport Paul Stamoulis |
London
Shane Akeroyd Charles Colbourne Peter DeWinter James Deith Yannis Vasatis Hugh Whittle Manolo Amoros Michael Bedford Mark Brown Gary Bryck Francesco Ceretti Gregory Cripps Lucile De Carbonnieres Steve Fuller John Gisborne Mike Grayland Lennart Hergel Nicholas Jewitt John Litwin Terry Morrison Christopher Pinkney Marty Popoff Graham Sargen Linda Stone Frances Tilley Andrew Torres Ida Tortini Emma Vassallo Harri Vikstedt Mark Whiting Sydney David Chinnery Kenneth Costa Justinian Olosunde Tokyo Tetsuya Akagi Munetaka Amemiya Dario Cranchi Shinya Fukumoto Hiromichi Kassai |
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Equity Derivatives |
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Toronto
Jason Marks Bimal Morjaria Peter Haynes Douglas Houston Stuart Laslop John Millet John O'Malley Hamid Omoumi Robert Wilson New York Daniel Kochav Sang Han Heather Olson Alvin Shrago |
London
Matthew Read Mark Wells Dublin Geoffrey Alder Theo Hendricks Paul Overing Eric Lam Rachel Phillips Glen Plain |
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CONVERTIBLE ARBITRAGE |
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New York Matthew Li Wendy Ho Hareesh Paranjape Henry Toy John Zea London John B. Young Hong Kong Bradley Begle James Chen |
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HIGH YIELD |
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New York Peter Bethlenfalvy Derrick Herndon Gordon Paris John Chester III Andrea Picard Thomas Regan Peter Veru William Balassone Jacob Barker Carl Blake John Brenizer Katharine Flynn Holly Halikman Alaric Hu Adam Kraushaar Kevin Lyons Dana Presutti Edward Siegel David Silverstein Craig Zando |
London Rod Ashtaryeh Mickey Brennan Phillip Armstrong Chris Majak |
| FOREIGN EXCHANGE, FUNDING & MONEY MARKET | |
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Martine Irman Clifford Feehan |
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Toronto
Vicki Cioci Faroukh Kanga Michael Wissell Sean Allinson Jeffrey Barton Michael Cope Gregory Debienne Robert Fijalkowski Patricia Graham David Guarasci Kathryn Horne Moti Jungreis Allison Kay Stephen Kent Ian March Irma Marchione Norm Neschevich Eric Smail Gary Stafford Catherine Trahair Brian Trihn Shang Yen Calgary Jerald Pratt Margaret Warnes Maureen Dean-Ball Geoffrey Wilburn Montreal Mark Desmeules Giovanna Teoli-Zito Céline Champagne Martin Rochette Marc Rouleau Vancouver Bevan Hill Joseph Sawer Amin Hirji |
New York
Stephanie Levinson Toni Marr Glenn Crotty Jeanine Hartnett Ellen La Fronz Mary Anne Michael Albert Merz Robert Ragaishis Richard Toner London John Glover Alasdair MacKay Greg McDonald Victor Servantes Peter Thomas Simon Watkins Sydney Geoff Oberg Derek Borg Andrew Harrison Mark O'Brien Manohar Paul Eric Poteet Edward Rudkowski Christopher Wells Singapore Henry Schindele Jayant Jobanputra Taipei Charles Chen Tokyo Toru Okuni |
| COMMERCIAL DISTRIBUTION | |
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Toronto Stephen Boutilier Cameron Cripps Johanne Lapointe Terrance Nichol Corey Nicholson Kenneth Sinclair |
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| TRADE FINANCE |
John Leckie |
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Toronto Stephen Cullen Wolfgang Mersch Charles Attard Glen Bays Margaret Grice Raymond Gunn Martin Kossowski David McMullen William Sebenski George Van Vliet Calgary Linda Niro Vancouver John Fulton New York Antonio Nanez Houston Pamela Deutsch Nicholas Renna |
Santiago
Jose Martinez Mexico Jorge Pulido Hong Kong Kowk Luen Korea Kang Jae Taipei Teddy Lo Singapore Fran Lutz Rodney Ballard William Lewis |
| CORPORATE DEVELOPMENT John MacIntyre Toronto Antony Solomon |
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| FINANCE Riaz Ahmed |
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Toronto David Bickley Maria Brezden David Dal Bello Carol Geddes Michel Paradis |
New York Mark Healy Philip Friedman Ting Leung Gregory Schlapp Peter Stroud Michael Vilanova Houston Carole Clause Warren Finlay Nancy Haraf David Parker |
| HUMAN RESOURCES Warren Bell |
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Toronto Katherine Benko Peter Burns Catherine Davis Ronda Fox John Kuchma Chantal Rémy |
New York Rajeev Syal Maureen Dixon Gail Kamhi Marianne Vitale London Trevor Hill |
| LEGAL/COMPLIANCE | |
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Toronto Geoffrey Horrocks Paul Riccardi New York Elizabeth Ferando Craig Golembiewski Robin Kraus |
London
John White Melbourne Paul Mulderry Jason Chetty Tokyo Masaharu Hasegawa |
| OPERATIONS & TECHNOLOGY Kenneth Dowd |
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Toronto Raymond Day Steven Tennyson Steve Cislak Chris Covell Grant Glover Jeff Henderson Michael Holmes Richard Jardim Ruwan Kumara Izzy Kutnowski Michael Lowes Ross MacDonald James O'Hara Robert Patient David Pearce Edward Rennie Steven Ruton Kathryn Smith Susan White |
New York Geraldo Loccisano John Kent Kenneth Lum Edwin Pabon Paul Pelis Eric Tautel London Gordon Piercey Michael Bedford Stephen Denham Catherine Perry Melbourne Theresa Bowman |
| MARKETING COMMUNICATIONS Shawna Page Peter Perdue |
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Toronto Lucie Cousineau |
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| RISK MANAGEMENT | |
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Toronto
David Barrons Michael Lynch New York Rahel Jhirad Hong Kong Paul Baxter London Tom McNerney |
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| TAXATION | |
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New York Jeffrey Karp Louis Celano Carla Pehowski Michael Riordan |
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