How to Place a Trade

Keep a Record of the Trades you Enter

For your own reference, please make a note of the following details whenever you make a trade:

• Date and time the order was entered.
• Type of order: buy or sell.
• Number of shares/units(or dollars) involved.
• Name of company/fund/issuer and type of share(if applicable).
• Type of order and comments (e.g. all-or-none order, how long a non-market order is to remain open).
• Price or terms agreed to.
• Account and currency.
• Order reference number.

Monitor your Open Orders

Every open order you make will expire without notice at the end of the period you specified when you placed the order, unless your order is executed or cancelled earlier.

Always tell us of Changes and Cancellations

From time to time you may wish to modify, replace or cancel an earlier order, which is perfectly acceptable before the order is executed.

Simply making a new order for the same security does not automatically cancel your previous order, and you could end up with multiple orders, all of which could be executed.

To change or cancel an order:

• contact a
  TD Waterhouse
  Investment Representative
• click on "Account Inquiry" in
  TD Waterhouse
  WebBroker and follow the prompts. (Call an Investment Representative to change/cancel mutual fund order).
• say "Account Inquiry" in
  TD Waterhouse
  TalkBroker and follow the prompts.
• Select "Order Entry" in
  TD Waterhouse
  TeleMax and follow prompts. Instructions to change or cancel an open order will always be "subject to prior fill." This means that we will immediately submit your request to change or cancel your order, but the order may already be filed, even though the fill has not yet been reported.