All securities or stock certificates forwarded to TD Waterhouse
must be in negotiable form.
Here's how to do it safely:If you deliver them to your TD Bank branch
in person, please do not endorse the certificates before you get
there. A branch staff member will be pleased to assist you. If you send them to TD Waterhouse
by registered mail, please do endorse each certificate as follows:
- Do not fill in the blank spaces on the
certificate.
- Write "
TD Waterhouse
Investor Services" as Attorney in the space provided on the
back. This gives us Power of Attorney and renders your endorsed
certificate non-negotiable without our signature. It also means you
may safely mail the certificate by registered mail. - Date the certificate.
- On the back of the certificate sign your
name exactly as it appears on the front. If a certificate is in the
name of two or more parties, all parties must sign.
- Write your
TD Waterhouse
account number below your signature.This will make sure your
certificate is deposited to the correct account.
Important Reminders:- If the stock is registered in a company
name, you must submit a Corporate Resolution with each
certificate.
- If the stock is registered in the name of
a Family Trust or Investment Club, provide sample signatures of
signing officers on the proper Trust Agreement forms or Investment
Club forms available from
TD Waterhouse
or any
TD Canada Trust
branch. - If securities are for a
TD Waterhouse
Self-Directed RSP or RIF account, please indicate the plan number
and whether the stock is intended as a contribution or a security
swap in or out of the plan.
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